Private Placements
Capital Sources Give your Business Time to Grow
Insurance companies, pension funds, mezzanine funds, equity funds and trusts are common investors in private placement securities. For companies with an eye on growth, these securities provide stable sources of capital exempt from public registration under the Securities Act of 1933. PNC can help you to access this long-term capital market by arranging fixed income, mezzanine and private equity placements structured to your growth and bottom-line targets.
Trade on our Resources and Experience
PNC has the financial strength, talent and technology to meet all your financial needs now and in the future.
Fixed Income Placements
PNC is a participant in the traditional fixed income private placement market. Fixed income placements arranged by PNC include: Senior Secured Notes, Senior Unsecured Notes, Straight Coupon Subordinated Notes and Dividend-only Preferred Stock. From origination to funding, our team works with issuers to manage all phases of these transactions. Our clients - a wide variety of first time and repeat issuers -report that PNC adds significant value on both complex and traditional transactions. PNC's placement teams have put together deals with final maturities between 3 and 30 years, fixed rates, flexible covenant structures and low issuance costs that have helped our clients to succeed.
Mezzanine & Private Equity Placements
PNC is one of the few financial institutions specializing in structuring and placing mezzanine and equity. Our Mezzanine and Private Equity Placements Group has raised junior capital for companies in a variety of industries and at virtually every stage of the corporate life cycle. Through our relationships with investors - from angel investors to venture capitalists - PNC has arranged placements that include:
- Subordinated Notes with Warrants
- Convertible Subordinated Notes
- Preferred Stock with Warrants
- Convertible Preferred Stock
- Common Equity
Deals are funded and structured to each client's business plans and projected cash flow. Successful fundings have given our clients the financial and operating flexibility they needed for growth, mergers and acquisitions, as well as re-capitalizations.
Contact Us
For more information on our private placement services, please contact PNC's professionals at 1-877-PNC-IDEA (762-4332).
Important Legal Disclosures and Information
Your account may contain “callable” securities, which allow the issuer to repurchase or redeem the securities by a specified date. In the event of a partial redemption or call of securities by the issuer, PNC Capital Markets LLC will allocate among its customers, the securities being selected as called, on a fair and impartial basis through a randomized lottery system. If your account contains callable securities subject to a partial redemption or call, the probability of your securities being selected as called is proportional to the holdings of all customers of such securities held in bulk by PNC Capital Markets LLC. Notwithstanding the foregoing statements, PNC Capital Markets LLC will further ensure equitable allocation of the callable securities by excluding itself as well as its interested persons from the lottery system when the redemption is made on terms that are favorable to PNC Capital Markets LLC; and including itself as well as its interested persons in the lottery system when the redemption is made on terms that are unfavorable to PNC Capital Markets LLC.
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