Advisory Solutions for
Financial Institutions

Wall Street Execution with Main Street Service®

Find out how the PNC FIG Advisory team offers a
comprehensive suite of customized, unbiased services

Value-driven Strategies Designed Around the
Needs of Financial Institutions

The PNC FIG Advisory team’s solutions help banks, thrifts, credit unions, insurance companies, trust companies, asset managers and other financial institutions achieve their strategic goals.

Working closely with your board and senior management we can help you develop a strategic plan that mitigates risk, achieves objectives, maximizes earnings and enhances stakeholder value.



 

Balance Sheet Management

Manage Risk & Enhance Profitability

Whether you seek in-depth portfolio analysis, whole loan purchasing or selling, or efficient execution of fixed income securities trades, we match our seasoned capabilities to your needs.

Securities Portfolio

Our unique analytical, client-first approach to your securities portfolio known as SMART helps formulate strategies based on the holistic needs of each individual client. We consider such factors as liquidity, yield, credit and interest rate risk, and overall balance sheet composition to deliver and implement customized recommendations using a differentiated execution model.


Whole Loan Transactions

Using the intelligence we track across more than 1000 depository institution relationships, we can help you acquire or sell loans that compliment your desired loan portfolio allocation.

Proprietary Analytics

By helping our clients understand the risk components within their portfolio, and with each potential trade, we are able to make recommendations that are in sync with management’s overall strategy and the intended role of the securities portfolio.

1000+

Depository Institution Relationships



 

Capital Markets

Raise Equity & Debt

Our Capital Markets team works closely on behalf of publicly traded and private companies to deliver investor targeting and financial communications strategies to help increase shareholder value. Our capabilities include: transaction execution, deal and non-deal road shows, shareholder analysis, identifying prospective investors and message development.

Debt and Equity

As a full service FINRA broker-dealer, we provide direct access to the public and private equity and debt capital markets.

Capital Modeling and Analytics

We work diligently to identify the right amount and type of capital needed to optimize our clients’ capital structures, and to assist with meeting regulatory requirements.

Investor Relation Services

Our team regularly schedules client management teams with one-on-one meetings with institutional and high net worth depository investors. Our aftermarket and ongoing support helps build and sustain our clients’ market valuations and stockholder liquidity.


Investment Banking

Maximize Value

The hallmark of our investment banking philosophy revolves around helping clients achieve their strategic objectives and maximizing shareholder and stakeholder value through dialogue and collaboration. In other words, we are not transactionally focused like many in our industry, but focused on delivering unbiased advisory solutions and results in the best interest of our clients.

Over the years we have worked diligently to forge our reputation as a trusted advisor and source of in-depth industry knowledge. Advising public, private and mutual clients alike, our ultimate goal is always meeting the needs of our clients and providing exceptional service.


Investment banking services include:

  • Dynamic Multi-Period Capital Plans
  • Merger & Acquisition Advisory
  • Fairness Opinions
  • Equity Valuations
  • Branch acquisition and sale
  • New Bank Startup

Deal Value more than $12.0 billion +

Our experienced executives have been advising clients for over a decade
with an aggregate deal value in excess of $12.0 billion.
 

Recent Deals

We consider ourselves an extension of each client's team and view their goals as our own,
enabling us to build long-term mutually beneficial relationships.

Acted as joint placement agent on a subordinated debt offering for

$40 million

PNC FIG Advisory
advised Hertitage Commerce Corp

May 2022

Acted as sole placement agent on a subordinated debt offering for

$22.5 million

PNC FIG Advisory
advised Cogent Bancorp, Inc.

May 2022

Acted as sole ESG structuring agent and joint bookrunner for a green bond subordinated note offering for

Forbright Bank

$125.0 million

PNC Capital Markets LLC
advised Congressional Bancshares, Inc.

December 2021

Industry Intelligence Library

 

Contact Us

We value our relationships and strive to continuously provide our clients with ideas, insight, and solutions to help accelerate their success. Contact the FIG Advisory team by email or calling us at 866-240-3898 or 610-351-1633.

 

Brian DeRespiris
Capital Markets Group COO - Group Head
Group Head of Fixed Income

Rob Pachence
Managing Director
Co-Head of M&A and Capital Markets

Matthew Resch, CFA
Managing Director
Co-Head of M&A and Capital Markets


Kate Lynch
Managing Director

Mark Neff
Director

Jack Payne, CFA, CFP®
Managing Director

Eric Tesche
Managing Director

Andrew Underwood
Managing Director

Ryan Walker
Managing Director

Rick Weiss
Managing Director

Ideas & Insights

Stay current on the latest regional industry trends and insights with PNC FIG Advisory.

Gain Market Insight

Small- and Micro-Cap Banks in Texas

Notes from the PNC FIG Advisory Vault: This report highlights 16 publicly traded banks in Texas with assets between $750 million and $20 billion.

3 min read

Gain Market Insight

Small and Micro-Cap Banks in D.C., Delaware, Maryland and Northern Virginia

This report highlights 24 publicly traded banks in D.C. Delaware, Maryland and Northern Virginia with assets between $500 million and $20 billion.

2 min read

Gain Market Insight

Small and Micro-Cap Banks in Northern California

Notes from the PNC FIG Advisory Vault: This report highlights 26 publicly traded banks in NorCal with assets between $800 million and $20 billion.

2 min read

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    THIS WEBSITE PAGE IS NOT INTENDED FOR RETAIL INVESTORS AND IS ONLY INTENDED FOR INSTITUTIONAL INVESTORS.

    PNC Capital Markets LLC (“PNCCM”), member of FINRA and SIPC, is an affiliate of PNC Bank, National Association (“PNC Bank”). PNC Bank and PNCCM are subsidiaries of The PNC Financial Services Group, Inc. (“PNC”).  

    Important Investor Information – Securities, insurance, foreign exchange, and derivative products are
    Not FDIC Insured • Not Bank Guaranteed • Not A Deposit
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